Fca handbook cobs 21st

01/10/2018 This annex belongs to COBS 19.1.2BR and COBS 19.1.3AR . Assumptions R 1 (1) A firm must use the assumptions in (2) when: (a) the proposed arrangement includes a pension annuity and COBS 19 Annex 4A 1R(2) applies; or (b) it determines the estimated cost of future income benefits as a pension annuity under COBS 19 Annex 4B 1R(2) or MiFID II Implementation - Consultation Paper III (CP16/29) 1 Key Points The FCA's latest consultation on the Markets in Financial Instruments Directive II ("MiFID II") mainly covers conduct of business issues. The new rules will toughen the UK regime on This article highlights some of the key changes of MiFID II and MiFIR , summarises where we are in the UK implementation process and updates you on the two latest FCA MiFID II Consultation Papers ( CP16/19 and CP16/29 ). FCA to limit promotion of unregulated collective investment schemes and close substitutes 4 criteria, may be unable properly to evaluate the risks of the investment in question. The FCA includes new guidance in COBS to help firms understand their obligations when relying on exemptions in the CIS Order and the FPO Order. FCA readies the UK for MiFID II The consultation seeks views on the proposed changes to the FCA Handbook and makes key proposals concerning conduct of business issues, product governance On 29 March 2019, the FCA published Handbook Notice No. 64. The Handbook Notice describes the changes to the Handbook, Binding Technical Standards and other material made by the FCA under its legislative and other statutory powers on 28 February and 28 March 2019, and by the Board of the Financial Ombudsman Service, subject to FSA HANDBOOK SUMMARY March 2011 This paper summarises the content of all the modules of the FSA Handbook and is intended to be a guide to that enormous 8000 page compendium of principles, guidance and specific rules and to help firms understand which parts of the handbook apply to their business. It has been prepared by COB