Cftc cross border guidelines *516*

cftc substituted compliance
cftc cross border white paper
cross border representation lettercftc guidance

29 Nov 2018 On July 26, 2013, the CFTC issued interpretive guidance (the "CFTC Cross-Border Guidance")4 setting forth its views on the cross-border 6 Sep 2018 CFTC Chairman Speaks About Cross-Border Application of the CFTC actions for over-extending CFTC rules to European markets and firms. 3 Nov 2016 On October 11, 2016, the Commodity Futures Trading Commission (“CFTC”) unanimously approved a proposed rule on the Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants (the “Proposed Rule”). 30 Jul 2013 On July 12, 2013, the CFTC adopted long-anticipated final cross-border guidance (the “Final Guidance”) that provides guidelines for the On July 26, 2013, the US Commodity Futures Trading Commission (“CFTC”) published interpretive guidance (the “Guidance”) in the Federal Register regarding Cross-Border Application of the Registration Thresholds and External Business Conduct CFTC Approves Proposed Interpretive Guidance on Cross-Border 26 Jul 2013 Interpretive Guidance and Policy Statement Regarding Compliance With. Certain Swap Regulations ''CFTC'') published for public comment its proposed regarding the cross-border application of the swaps provisions of 19 Oct 2018 The Commodities and Futures Trading Commission (CFTC) recognizes that the CFTC cross-border guidance and proposed cross-border rules 5 Sep 2018 “This white paper will assess the CFTC's application of its swaps rules to cross-border activities and make concrete recommendations for5 Oct 2018 Next, it reviews the CFTC's approach to applying its Dodd-Frank swaps rules in the cross-border context and recommends a series of